National Association of Securities Professionals (NASP)

NEW YORK NASP FOUNDATION GOLF OUTING
2022-06-08 08:30 - 17:00 (America/New_York) | GA
NASP New York Foundation will be hosting a fun round of gold at the Saxon Woods Golf Course. Your participation will benefit the Financial and Scholastic Training Track Program (FAST Track) providing scholarships and mentoring to NYC’s High School Students interested in pursuing a career in the Financial Industry.
Click Here to View Registration Form and Sponsorship Opportunities

33rd Annual Financial Services Conference
2022-06-27 00:00 - 2022-06-29 00:00 | Radisson Blu Hotel, 221 N Columbus Dr, Chicago, IL, 60601
The NASP Conference brings together more than 600 financial services professionals from across various sectors to learn about the latest concepts, trends, and solutions to pressing community issues. It takes place across 3 days with specific tracks for pension plan professional development, African infrastructure, investment, and institutional and municipal investing.
We look forward to your participation!

Accelerate Investors: Women Investment Leaders Symposium (Strategic Partner)
2022-06-30 00:00 | New York, NY

The World to Africa
2022-07-27 00:00 | Virtual
NASP / NCPERS / MIDA will be hosting an Industry webinar speaking on Africa’s markets and the range of opportunities for international asset owners and fund managers. The webinar will tackle challenging questions faced in today’s markets as well as identify key steps to increase investments within the continent.
Click here for more info: World to Africa

SEC Chair's Attorney Honors Program!
2022-08-04 17:00 - 18:00 | Virtual
Join us for a virtual information session: SEC Chair’s Attorney Honors Program!
The Chair’s Attorney Honors Program is a highly sought after federal entry-level attorney hiring program. The program is a two-year structured program opened to U.S. citizens, which secures employment for current 3L students and entry-level attorneys currently serving a judicial clerkship. Upon graduation, 3L students begin employment with the SEC as law clerks. Participants may be converted to an entry-level attorney position after admittance to a state bar association.
In partnership with the SEC’s Human Resource Office, the Office of Women Minority Inclusion is excited to host an upcoming Webex session designed to share information about our agency’s Chair’s Attorney Honors Program.
The application period is August 1, 2022 to August 29, 2022.
Additional information can be found by accessing the links below:
Attorney-Adviser (Chair’s Attorney Honors Program)
Law Clerk (Chair’s Attorney Honors Program)
A virtual information session about the program and application process will take place on August 4, 2022 from 5:00 – 6:00 PM EST. Join us here JOIN.

New York NASP Foundation Golf Outing
2022-08-08 08:30 - 09:30 | Saxon Woods Golf Course, 315 Mamaroneck Road, Scarsdale, NY, 10583, United States
Come PAR-TEE with us for a fun round of Golf & support the NY NASP FOUNDATION FAST TRACK SCHOLARS
NASP New York Foundation will be hosting a fun round of gold at the Saxon Woods Golf Course. Your Participation Will Benefit the Financial and Scholastic Training Track Program (FAST Track) Providing Scholarships and Mentoring to NYC’s High School Students interested in pursuing a career in the Financial Industry.
New York NASP Foundation is a 501(c)3 Organization
Click Here to View Registration Form and Sponsorship Opportunities

SEC Chair's Attorney Honors Program!
2022-08-10 16:00 - 17:00 | Virtual
Join us for a virtual information session: SEC Chair’s Attorney Honors Program!
The Chair’s Attorney Honors Program is a highly sought after federal entry-level attorney hiring program. The program is a two-year structured program opened to U.S. citizens, which secures employment for current 3L students and entry-level attorneys currently serving a judicial clerkship. Upon graduation, 3L students begin employment with the SEC as law clerks. Participants may be converted to an entry-level attorney position after admittance to a state bar association.
In partnership with the SEC’s Human Resource Office, the Office of Women Minority Inclusion is excited to host an upcoming Webex session designed to share information about our agency’s Chair’s Attorney Honors Program.
The application period is August 1, 2022 to August 29, 2022.
Additional information can be found by accessing the links below:
Attorney-Adviser (Chair’s Attorney Honors Program)
Law Clerk (Chair’s Attorney Honors Program)
A virtual information session about the program and application process will take place on August 10, 2022 from 4:00 – 5:00 PM EST. Join us here JOIN.

NASP-Detroit 16th Annual Scholarship Golf Classic
2022-08-12 08:00 - 17:00 | Taylor Meadows Golf Club, 25360 Ecorse Rd, Taylor, MI, 48180, United States
It’s our favorite time of year again-NASP-Detroit Scholarship Awards Season! Thanks for always supporting NASP-Detroit and our efforts to make a difference in the community of Greater Metro Detroit via Scholarships. So far (since 2007) we have awarded over $525, 000 to over 250+ deserving students throughout the Greater Metro Detroit area who are pursuing higher education via college and/or professional skills training – WE ARE MAKING A DIFFERENCE- DESPITE A PANDEMIC!
This year, 2022, marks our 16th year of providing scholarships to the ever- striving, hard- working, financially challenged students of Metro Detroit and we are beyond proud! Hopefully we can depend on you once again to be a part of this blessed & noble movement in the City of Detroit-“Higher Education for Higher Minds!”
As always Thank You for your time and consideration & for all you do!
For Sponsorship opportunities and to RSVP, please contact Kathleen Colin: 313-268-3358

2022 NASP Legislative Symposium
2022-09-28 10:00 - 17:30 | Law Offices of Blank Rome, 1825 I Street, NW, Washington, DC, 20006, United States
As part of the organization’s advocacy initiatives, NASP hosts an annual Legislative Symposium with key financial oversight representatives and decision-makers from congressional committees, federal and regulatory agencies and quasi-public private sector entities. For the 2022 symposium, we will also discuss opportunities related to investing in Africa. Admission is COMPLIMENTARY.
We hope to see you there!
RSVP Today!

Accelerate Investors: Midwest Summit (Strategic Partner)
2022-09-29 00:00 | Chicago, IL

SEC: Leading Diversity, Equity, and Inclusion Practices - ESG and Beyond
2022-09-29 12:00 - 13:00 | Virtual
SEC’s Office of Minority and Women Inclusion (OMWI) is hosting a Lunch-and-Learn: “Leading Diversity, Equity, and Inclusion (DEI) Practices: ESG and Beyond.”
Please join us for a fireside chat featuring Renee Jones, Director of the SEC’s Division of Corporation Finance, and OMWI’s Director Pamela Gibbs, as they discuss the Division and its priorities, including with respect to rulemaking and the Disclosure Review Program, as well as the Division’s DEI efforts.
Audience questions are welcome. Please email your questions in advance by September 19th to: DAR@sec.gov.

Building Wealth Today for Tomorrow Financial Empowerment Weekend
2022-09-30 10:00 - 15:00 | UIC Forum, 1213 S Halsted St,, Chicago, IL, 60607, United States

Building Wealth Today for Tomorrow Financial Services Career Fair
2022-09-30 10:00 - 15:00 | UIC Forum, 1213 S Halsted St,, Chicago, IL, 60607, United States
Employer registration deadline extended until Thursday, September 15. Employer registration is FREE and is now open!
The Chicago Treasurers’ Financial Services Career Fair has three main objectives –

Create career opportunities for underserved and underrepresented professionals within the financial services industry
Create networking opportunities for local and national financial employers seeking candidates
Educate job seekers in professional workforce engagement, resume writing, interviewing, and much more

CFTC & SEC Virtual Joint Career Forum
2022-10-06 16:00 - 18:30 | Virtual
Interested in an attorney career at the Commodity Futures Trading Commission (CFTC) or Securities Exchange Commission (SEC)?
Please register and join the CFTC’s and SEC’s Offices of Minority and Women Inclusion at their co-hosted virtual Career Forum, which will highlight attorney career pathways for each organization. The event will feature opening remarks by and CFTC Chair Rostin Behnam and SEC Chair Gary Gensler.
Three breakout sessions will focus on attorney career paths for:

Enforcement – Investigations and Litigation
Trading and Markets / Clearing and Risk
General Law: Office of the General Counsel, Office of International Affairs, and Legal Division

The breakout sessions will cover the various functions of the organization towards advancing the work of each agency in protecting the American people. In addition, attorneys from both agencies will offer attendees insight into their career paths, the types of securities or commodities work they handle, and recommendations on how to best navigate the hiring process.
Students will have a dedicated session from 5:45 pm to 6:30 pm ET to learn about internships and early career opportunities.
For More Information

For sign language interpreters and requests for related services, email SEC Interpreter or call 202-551-4158. Please allow three business days.
For all other requests related to accommodations for a disability or medical condition, email Reasonable Accommodation.
For additional information about this event, please email OMWI@sec.gov.

NASP 4th Annual Consultant Retreat
2022-10-20 - 2022-10-21 | KPMG Lakehouse, 9301 Lake Nona Blvd, Orlando, FL, 32827, United States
Please Save the Date for our upcoming Consultant Retreat. We will be IN-PERSON at the KPMG Lakehouse facility in the Orlando, FL area. Please SHARE this information with asset managers and consultants in your network.
The Consultant Retreat is now SOLD OUT for asset management firms.
VIEW THE PROGRAM AGENDA

Small Business Support: Expert to Expert
2022-10-26 12:30 - 13:30 | Virtual
NASP is partnering with IEFL – the Institute for Entrepreneurial Leadership to help support minority owned businesses in building capacity in areas like marketing, financial projections and website development. Learn more about their initiatives centered on diversity and inclusion in this lunch hour webinar
Sign Up for the Zoom Call Here

SAVE THE DATE: 26th Annual NASP-New York Symposium
2022-11-03 - 2022-11-04 | New York Academy of Medicine, 1216 5th Avenue, New York, NY, 10029, United States
Windows of Opportunity
Progress in Diversity and Inclusion in the Financial Industry

NASP Advancement in Leadership Symposium
2022-12-14 11:00 - 16:30 | Diamond Hill Capital Management, 325 John H McConnell Blvd #200, Columbus, OH, 43215, United States
Space is EXTREMELY LIMITED. RSVP by emailing Beza Tenna at btenna@nasphq.org by December 2.

NASP Atlanta 2022 Holiday Party & Membership Drive
2022-12-15 17:00 - 20:00 | Invesco, 1555 Peachtree Rd NW STE 1800, Atlanta, GA, 30309, United States
Come network with Atlanta area investment professionals, consultants and pension fund trustees in support of our Holiday Event

Holiday Party
2022-12-15 17:30 - 20:00 | William Blair, 150 North Riverside Plaza, Chicago, IL, 60606, United States

25th Annual Wall Street Hall of Fame
2023-02-07 17:30 - 19:30 | United Federation of Teachers, 52 Broadway, New York, NY, 10004, United States
“We’re Back In Person”
DON’T FORGET TO REGISTER!
SPONSORSHIPS STILL AVAILABLE
MASTER OF CEREMONIES
JAMES CELESTINE
Senior Investment Officer, Real Assets
New York State Common Retirement Fund
2023 HONOREES
LAWRENCE BOSLEY, ESQ.
Senior Counsel
Teamsters Union Local 237
JOHN DORSA
Executive Director for Pensions
Office of the New York City Comptroller
ALEXIS E. THOMAS
Commissioner
New York State Insurance Fund
SPECIAL RECOGNITION AWARD
CERBERUS
AWARD PRESENTERS
The Honorable
Brad Lander
Comptroller of the City of New York
Gregory Floyd
City Employees Union Local 237
International Brotherhood of Teamsters
Anyori (AJ) Hernandez
Director of Emerging Managers
New York State Common Retirement Fund
OUR PURPOSE
Proceeds from this very special fundraising event will benefit the Wall Street Finance and Scholastic Training and Mentoring Program (FAST Track). The program was created in 1996 by the New York Chapter of the National Association of Securities Professionals (NASP-NY), an organization representing minorities and women in the financial industry. Students meet twice a month during the school year to develop skills in financial literacy and interact with industry leaders who can introduce them to a variety of disciplines on Wall Street. This program provides mentoring, training on resume writing, how to obtain financial aid, interviewing, public speaking and summer internships with financial institutions. It also provides scholarship funds to those young people who have shown an interest through their grades and curriculum choices, in pursuing careers in the financial services industry.
The New York NASP Foundation is a 501(c)3 organization.
Donations are tax deductible to the extent of FMV of services received.
PARTICIPATING SPONSORS
ACADIAN ASSET MANAGEMENT LLC
ALLIANCEBERNSTEIN
ARIEL INVESTMENTS
ATTUCKS ASSET MANAGEMENT
BNY MELLON
CABRERA CAPITAL MARKETS
ENTRUST GLOBAL
FAIRVIEW CAPITAL PARTNERS
FIDELITY INVESTMENTS
MESIROW
MULLER & MONROE ASSET MANAGEMENT
NATIONAL ASSOCIATION OF INVESTMENT COMPANIES (NAIC)
NEUBERGER BERMAN
RAMIREZ & CO., INC.
SIEBERT WILLIAMS SHANK & CO.
THE ELLIS-BECKHAM FAMILY
UBS
VALOR EQUITY PARTNERS
XPONANCE
SPONSORSHIP OPPORTUNITIES
Diamond Sponsorship $7,500.00

A total of 20 registrations
A Full Page Ad in the WSHOF Virtual Journal
Prominent signage on Event materials

Platinum Sponsorship $5,000.00

A total of 15 registrations
A Full Page Ad in the WSHOF Virtual Journal
Prominent signage on Event materials

Gold Sponsorship $3,000.00

A total of 10 registrations
A Half Page Ad in the WSHOF Virtual Journal
Prominent signage on Event materials

Silver Sponsorship $1,500.00

A total of 5 registrations
Prominent signage on Event materials
1/2 Page Ad in WSHOF Virtual Journal

Click Here for Sponsorship Application
GENERAL REGISTRATION
NASP Members – $450.00
PAY NOW
Non-NASP Non-Members – $500.00
PAY NOW
Plan Sponsors/Trustee Staff – Be Our Guest
Please R.S.V.P. by January 20, 2023, at 718-468-7914 or nynaspf@gmail.com
Place an Ad in the Wall Street Hall of Fame Virtual Journal
1/2 Page $500
Pay Now
Full Page $1,000
Pay Now

SAVE THE DATE: 16th Annual Emerging Manager & MWBE Conference
2023-02-17 | Albany Capital Center, 55 Eagle Street, Albany, NY, 12207, United States
Embracing Change Through Resiliency and Reinvention
Registration will open late December 2022

NASP Women's Forum
2023-03-09 - 2023-03-10 | Philadelphia Marriott Downtown, 1201 Market Street, Philadelphia, PA, 19107, United States
NASP’s Inaugural Women’s Forum – conceived, planned and hosted by women – will center the ideas and perspectives of Black & Hispanic women in financial services. The event will feature panels and interactive discussions around the advancement, support, and empowerment of women in the financial industry.

SAVE THE DATE: 2023 Day of Education in Private Equity for Trustees and Staff
2023-03-22 - 2023-03-23 | W Hollywood, 6250 Hollywood Blvd, Hollywood, CA, 90028, United States
We’re Rolling Out the Red Carpet for Our 2023 Conference!
Our 2023 Day of Education in Private Equity for Trustees and Staff will held at the “W” Hotel in Hollywood.
WEDNESDAY, MARCH 22, 2023
Pre-Conference Dinner
(Private Event — Sponsors, Trustees Only)
6:00 pm – 9:00 pm
THURSDAY, MARCH 23, 2023
13th Annual “Day of Education in
Private Equity” for Trustees & Staff

Trailblazing Women's Honoree Breakfast
2023-03-29 09:00 - 11:00 | GA
Honoring 20 of Chicago’s Trailblazing Women in Finance

NASP Atlanta’s Spring Mixer
2023-04-20 17:30 - 20:30 | eVestment Headquarters, 100 Glenridge Point Parkway, Suite 100, Atlanta, GA, 30342, United States
Don’t miss NASP Atlanta’s Spring Mixer hosted by eVestment at their Atlanta Headquarters. Join us for good food, cool drinks, and an opportunity to connect with other local professionals from across the industry at eVestment’s Atlanta Headquarters. Space is limited so secure your spot now. We hope to see you there!

SEC Information Session Featuring the Division of Examinations
2023-05-11 13:00 - 14:00 | Virtual
The U.S. Securities and Exchange Commission – Division of Examinations is hosting a Virtual Information Session! Please join us on Thursday, May 11, 2023 from 1-2pm ET to learn about the Division of Examinations, our mission critical positions, and how to apply to our open vacancy announcements. Please register for the event by clicking here.

Women Investment Leaders + Annual Summit
2023-05-17 - 2023-05-18 | New York, NY
You are invited to attend our industry partner, Accelerate Investors’ May 17 – 18 Women Investment Leaders + Annual Summit in New York.
Connect with leading asset allocators and investment managers at the Summit. Investors will discuss various asset classes around topical investment themes. Qualified asset allocators receive complimentary admission. If you want to attend the May 17-18 Summit in New York, please visit accelerateinvestorsny.com/w23 for more info.
We look forward to seeing you there!

Conference on Emerging Trends in Asset Management
2023-05-19 10:00 - 17:00 | GA
The Securities and Exchange Commission’s Division of Investment Management today announced it will host virtually an inaugural Conference on Emerging Trends in Asset Management on Friday, May 19, 2023. The conference will bring together a variety of asset management industry participants and academics to discuss emerging trends in asset management. The full agenda with a list of speakers is available here.
Conference topics will include:

Asset managers, corporate governance, and civic democracy;
Private funds, investor protection, and industry concentration;
Investment complexity, international effects, and outsourced services; and
Retail investors, fund trends, and investment innovation.

SEC Chair Gary Gensler, Division Director William Birdthistle, and Division staff will participate in the conference.
The conference is open to the public via live webcast from 10 a.m. to 5 p.m. ET at www.sec.gov and will be archived on the Division of Investment Management webpage for later viewing.
The Division of Investment Management is responsible for administering the Investment Company Act of 1940 and Investment Advisers Act of 1940, including developing regulatory policy for investment companies (e.g., mutual funds, including money market funds, closed-end funds, business development companies, unit investment trusts, variable insurance products, and exchange-traded funds) and investment advisers. To learn more information about asset management and the work of the Division, please visit the Division’s webpage.

ABSIP CEO Roundtable Series
2023-05-29 12:30 - 14:00 | GA
The ABSIP CEO Roundtable series is a platform conceptualized by ABSIP to engage with CEOs of financial services institutions. As ABSIP we strongly believe in active participation in our member’s transformation journey. This involves creating opportunities to exchange views, sharing of success stories and lessons learnt in decisions taken on matters relating to diversity and inclusion, and social responsibility.
We cordially invite you to join us for the ABSIP CEO Roundtable session in partnership with Futuregrowth Asset Management. The session will feature an in-depth, close-up and exclusive fireside chat between ABSIP Deputy President, Langa Madonko and Paul Rackstraw, Managing Director of Futuregrowth Asset Management.
Kindly find the details and registration information for each session below.
