The Municipal Securities Rulemaking Board (MSRB) reminds dealers and municipal advisors that it is seeking volunteers for its FY 2023 Compliance Advisory Group (CAG). The MSRB encourages associated persons from regulated entities who serve in compliance, legal, trading, and operations functional roles to apply to serve on CAG.
Named trailblazers, 20 Chicago women are setting the pace for improving diversity
They manage multibillion-dollar pension funds and portfolios for top asset management firms and work closely with clients across the nation as investment advisers, to describe just a few of their careers.